DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Southern Trust Financial Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Jay Wolff | Securities America Advisors, Inc. other | Southern Trust Financial Planning other | Other | Jan 24, 2011 | Dec 4, 2009 |
| Paul Scott Harris | Summit Financial Group Inc other | Southern Trust Financial Planning other | Other | Dec 3, 2009 | Dec 14, 2009 |
| Michael Stephen Hodges | Colonial Asset Management Inc unclassified | Southern Trust Financial Planning other | Other | Oct 29, 2009 | Dec 21, 2009 (53 d) |
| Christopher John Juall | Moors & Cabot Inc unclassified | Southern Trust Financial Planning other | Other | Aug 2, 2007 | Aug 13, 2004 |
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4 moves match.