DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Karp Capital Management Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Wade Lowden | Prime Meridian Capital Management, LLC asset manager | Karp Capital Management Corporation independent RIA | Other | Jan 14, 2022 | Mar 7, 2022 (52 d) |
| Daniel Allen Barnes | Rb Capital Management, LLC independent RIA | Karp Capital Management Corporation other | Other | Dec 31, 2020 | Mar 9, 2018 |
| Mark Patzer | Boyd Wealth Management, LLC independent RIA | Karp Capital Management Corporation independent RIA | RIA to RIA | Jun 1, 2020 | Mar 30, 2021 (302 d) |
| Andrew James Weber | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Karp Capital Management Corporation independent RIA | Wirehouse to independent RIA | May 27, 2020 | Jul 10, 2020 (44 d) |
| Stephen L. Dobrow | Ogilvie Security Advisors Corp other | Karp Capital Management Corporation other | Other | Jun 27, 2005 | Oct 11, 2005 (106 d) |
| Peter Christopher Karp | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Karp Capital Management Corporation other | Other | May 12, 2004 | May 24, 2004 |
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6 moves match.