DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fnbb Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bobby Farrar Hailey | Concourse Financial Group Advisors BD affiliated | Fnbb Capital Markets, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 19, 2024 | Sep 19, 2024 |
| Christian Haas Corts | Osaic Fa, Inc. other | Fnbb Capital Markets, LLC state registered | Other | Apr 6, 2015 | Aug 2, 2017 (849 d) |
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2 moves match.