DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Scs Asset Management, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George Banks | Securities Research, Inc. Of Florida unclassified | Scs Asset Management, Inc state registered | Other | May 31, 2013 | Feb 14, 2013 |
| John Gilbert Saunders | Securities Research, Inc. Of Florida unclassified | Scs Asset Management, Inc state registered | Other | Jan 22, 2013 | Nov 12, 2004 |
| Richard J Ryder | Ameriprise Financial Services, LLC national BD | Scs Asset Management, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2009 | Apr 30, 2009 (105 d) |
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3 moves match.