DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sara-Bay Financial Corp.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Christopher Mills | Fidelity Personal And Workplace Advisors BD affiliated | Sara-Bay Financial Corp. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 14, 2019 | Mar 1, 2019 |
| David Michael Benevento | Charles Schwab & Co., Inc. national BD | Sara-Bay Financial Corp. other | Other | Jan 3, 2018 | Feb 9, 2018 (37 d) |
| Benjamin Michael Hard | Edmp, Inc. other | Sara-Bay Financial Corp. other | Other | Apr 14, 2008 | Mar 5, 2010 (690 d) |
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3 moves match.