DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Reason Financial

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven W PollockLPL Financial LLC BD affiliatedReason Financial no RAUMOtherAug 16, 2024Jan 22, 2021
Sean Paul Storck1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Aug 2, 2012
Nicole Michelle Albrecht1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Mar 11, 2013
Steven W Pollock1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Dec 9, 2010
Matthew James Anderson1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 24, 2019Jan 28, 2016
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5 moves match.