DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ncu Investment Solutions

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mario EncarnacionMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNcu Investment Solutions independent RIAWirehouse to independent RIAJul 20, 2026Aug 27, 2026 (38 d)
Robert Joseph DamicoCitizens Securities, Inc. BD affiliatedNcu Investment Solutions independent RIAAffiliated broker-dealer or bank to independent RIAMay 27, 2026Jun 18, 2026
Russell Albert BotvinMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNcu Investment Solutions independent RIAWirehouse to independent RIADec 22, 2025Feb 11, 2026 (51 d)
Eliza SiradzeCitizens Securities, Inc. BD affiliatedNcu Investment Solutions independent RIAAffiliated broker-dealer or bank to independent RIANov 24, 2025Dec 16, 2025
Reid Hartley HansenLPL Financial LLC BD affiliatedNcu Investment Solutions independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Sep 8, 2025
Michael P HoganLPL Financial LLC BD affiliatedNcu Investment Solutions independent RIAAffiliated broker-dealer or bank to independent RIASep 8, 2025Sep 8, 2025
Oliver Randall TuttIcapital, LLC otherNcu Investment Solutions independent RIAOtherMay 23, 2006Jun 3, 2005
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7 moves match.