DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Choice Advisory Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Stirling PhippsCach Capital Management, LLC unclassifiedChoice Advisory Group, Inc. otherOtherSep 30, 2009Oct 29, 2009
John Per OsullivanCach Capital Management, LLC unclassifiedChoice Advisory Group, Inc. otherOtherSep 30, 2009Sep 29, 2009
Manuel Enrique RamirezUBS Financial Services Inc. wirehouseChoice Advisory Group, Inc. otherOtherJun 4, 2009May 29, 2009
Wayne Norman SchwartzStrategic Financial Concepts, LLC otherChoice Advisory Group, Inc. otherOtherNov 13, 2008Jan 20, 2009 (68 d)
Floyd Thomas BernardHarbor Financial Services, LLC otherChoice Advisory Group, Inc. otherOtherOct 10, 2008Sep 18, 2009 (343 d)
Robert Stirling PhippsChoice Investments, Inc. unclassifiedChoice Advisory Group, Inc. otherOtherJul 3, 2006Jun 21, 2005
Adam Dennis StraseskeChoice Investments, Inc. unclassifiedChoice Advisory Group, Inc. otherOtherJul 3, 2006Mar 23, 2006
John Per OsullivanChoice Investments, Inc. unclassifiedChoice Advisory Group, Inc. otherOtherJul 3, 2006Jun 24, 2005
Page 1 of 1
8 moves match.