DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bcn Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Julia Elizabeth CoburnQuest Securities, Inc. unclassifiedBcn Financial, Inc. state registeredOtherFeb 2, 2017Feb 10, 2012
Michael RomanchakQuest Securities, Inc. unclassifiedBcn Financial, Inc. state registeredOtherFeb 2, 2017Feb 10, 2012
Dawn Oneal HaleBcn Financial unclassifiedBcn Financial, Inc. state registeredOtherOct 19, 2005Sep 20, 2005
Tim Timothy FormicaBcn Financial unclassifiedBcn Financial, Inc. state registeredOtherOct 19, 2005Sep 20, 2005
Gary Louis MutoBcn Financial unclassifiedBcn Financial, Inc. state registeredOtherOct 19, 2005Sep 20, 2005
Jay Martin DesimoneBcn Financial unclassifiedBcn Financial, Inc. state registeredOtherOct 19, 2005Sep 20, 2005
Delbert Adam WhiteAmeriprise Financial Services, LLC national BDBcn Financial, Inc. state registeredAffiliated broker-dealer or bank to a state-registered adviserMar 31, 2004Oct 12, 2018 (5308 d)
Jeffry Glenn BratzlerBcn Financial unclassifiedBcn Financial, Inc. state registeredOtherApr 3, 1998Sep 20, 2005 (2727 d)
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8 moves match.