DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mendota Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Allen Hellmer | Northern Capital Management LLC other | Mendota Financial Group, LLC independent RIA | Other | Dec 11, 2012 | Jun 7, 2023 (3830 d) |
| Brian Keith Donley | Thompson Investment Management, Inc. other | Mendota Financial Group, LLC other | Other | Nov 23, 2009 | Feb 5, 2010 (74 d) |
| Daniel Arthur Gresch | Filbrandt Investment Advisers Incorporated other | Mendota Financial Group, LLC other | Other | Sep 6, 2005 | Aug 12, 2005 |
| Matthew Armstrong Goetzke | Filbrandt Investment Advisers Incorporated other | Mendota Financial Group, LLC other | Other | May 16, 2005 | Jul 22, 2005 (67 d) |
| Kurt Mathias Ahrens | Charles Schwab & Co., Inc. national BD | Mendota Financial Group, LLC other | Other | Sep 4, 2002 | Aug 10, 2005 (1071 d) |
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5 moves match.