DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Legacy Management, Nc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Margaret Louise Logue | LPL Financial LLC BD affiliated | Financial Legacy Management, Nc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2024 | Aug 4, 2024 |
| Alvin Rogers | Financial Decisions, Inc. unclassified | Financial Legacy Management, Nc. independent RIA | Other | Dec 12, 2005 | Sep 18, 2006 (280 d) |
| John Wayne Kelley | The Arkansas Financial Group, Inc. other | Financial Legacy Management, Nc. independent RIA | Other | Jun 30, 2005 | Nov 10, 2005 (133 d) |
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3 moves match.