DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Hammond Iles Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Richard Solod | Folger Nolan Fleming Douglas Incorporated independent RIA | Hammond Iles Wealth Advisors independent RIA | RIA to RIA | Apr 17, 2024 | Oct 10, 2024 (176 d) |
| Scott Richard Solod | Esi Financial Advisors BD affiliated | Hammond Iles Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 18, 2022 | May 3, 2022 |
| Thomas J Curtin | Cuna Brokerage Services, Inc. BD affiliated | Hammond Iles Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 4, 2019 | Jan 10, 2020 (37 d) |
| Scott Thomas Iles | Kelly Financial Group unclassified | Hammond Iles Wealth Advisors other | Other | Sep 7, 2005 | Jul 19, 2005 |
| Robert Gregory Hammond | Kelly Financial Group unclassified | Hammond Iles Wealth Advisors other | Other | Sep 7, 2005 | Jul 19, 2005 |
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5 moves match.