DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Optivest, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Michael Thomason | RBC Rochdale, LLC mixed wealth | Optivest, Inc. independent RIA | RIA to RIA | Jul 8, 2020 | Nov 20, 2020 (135 d) |
| Matthew Michael Mcmanus | MML Investors Services, LLC BD affiliated | Optivest, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 5, 2018 | Dec 11, 2018 |
| Letitia Steiner Berbaum | LPL Financial LLC independent RIA | Optivest, Inc. other | Other | Nov 22, 2017 | Mar 24, 2018 (122 d) |
| Bart Adrian Zandbergen | Financial Management Network Inc other | Optivest, Inc. other | Other | Dec 8, 2016 | Jan 12, 2017 (35 d) |
| Leon Gregory James | Centaurus Financial, Inc. other | Optivest, Inc. other | Other | Mar 3, 2014 | Mar 18, 2014 |
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5 moves match.