DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Napa Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tonya West | Waddell & Reed BD affiliated | Napa Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2019 | Jul 20, 2021 (657 d) |
| Robert John Blanusa | Investor Fan other | Napa Wealth Management other | Other | Oct 1, 2015 | Sep 25, 2015 |
Page 1 of 1
2 moves match.