DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smi Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian R Mondics | Higher Level Financial Services LLC unclassified | Smi Advisory Services, LLC independent RIA | Other | Dec 31, 2022 | Jun 26, 2024 (543 d) |
| Paul Lance Wilkin | Hammond Associates, D/B/A Mercer Investment Consulting other | Smi Advisory Services, LLC mixed wealth | Other | Mar 30, 2011 | May 2, 2019 (2955 d) |
| Anthony Shayne Ayers | Omnium, LLC. unclassified | Smi Advisory Services, LLC other | Other | Dec 31, 2007 | Apr 1, 2016 (3014 d) |
| Eric Stephen Collier | Omnium, LLC. unclassified | Smi Advisory Services, LLC other | Other | Dec 31, 2007 | Apr 1, 2016 (3014 d) |
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4 moves match.