DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Fleet Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bruce Larry Fleet | UBS Financial Services Inc. wirehouse | Fleet Capital Management, LLC state registered | Wirehouse to a state-registered adviser | Jan 27, 2006 | Sep 24, 2010 (1701 d) |
Page 1 of 1
1 moves match.