DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Meg Green & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniela Cristina Ricaldone | UBS Financial Services Inc. wirehouse | Meg Green & Associates, Inc. other | Other | Jul 1, 2014 | Jan 22, 2015 (205 d) |
| Michael Kessel | Investacorp Advisory Services Inc other | Meg Green & Associates, Inc. other | Other | Nov 7, 2013 | May 12, 2014 (186 d) |
| James Sean O'Halloran | Bny Mellon Securities Corporation other | Meg Green & Associates, Inc. other | Other | Dec 1, 2004 | Jul 7, 2010 (2044 d) |
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3 moves match.