DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Advisor.Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Paul Vidrine | LPL Financial LLC other | Advisor.Investments other | Other | Mar 31, 2016 | Apr 12, 2016 |
| Shane Joseph Haag | Qa3 Financial LLC unclassified | Advisor.Investments other | Other | Feb 19, 2008 | Feb 20, 2008 |
| David Reggie Mcfadden | Qa3 Financial LLC unclassified | Advisor.Investments other | Other | Feb 19, 2008 | Feb 19, 2008 |
| James Lee Pope | Securities America Advisors, Inc. other | Advisor.Investments other | Other | Nov 24, 2006 | Nov 13, 2006 |
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4 moves match.