DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Guardian Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Krew Michael BarberNepsis, Inc. independent RIAGuardian Wealth Advisors, LLC independent RIARIA to RIANov 7, 2025Jan 14, 2026 (68 d)
Taylor Philip MoranPortfolio Advisory Council,L.L.C. independent RIAGuardian Wealth Advisors, LLC independent RIARIA to RIAMar 1, 2024Mar 15, 2024
Eric N. BeckerRaymond James & Associates, Inc. national BDGuardian Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 22, 2023Feb 27, 2023
John Gregory KeyesKopp Investment Advisors otherGuardian Wealth Advisors, LLC otherOtherMar 3, 2016Mar 10, 2016
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4 moves match.