DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Blue Water Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Dean Swift | Portfolio Consulting Group Inc unclassified | Blue Water Capital Management, LLC other | Other | Dec 31, 2010 | Feb 3, 2009 |
| Thomas William Brown | Equitable Advisors, LLC national BD | Blue Water Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2010 | May 25, 2021 (4023 d) |
Page 1 of 1
2 moves match.