DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Baron Financial Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aryeh Dov Rogoff | MML Investors Services, LLC BD affiliated | Baron Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Jul 8, 2026 |
| Anthony John Benante | Stonegate Wealth Management, LLC other | Baron Financial Group LLC other | Other | Nov 7, 2007 | Jun 14, 2007 |
| Victor Paul Cannillo | Stonegate Wealth Management, LLC other | Baron Financial Group LLC other | Other | Nov 7, 2007 | Jun 14, 2007 |
| James Donovan Shagawat | Stonegate Wealth Management, LLC other | Baron Financial Group LLC other | Other | Nov 7, 2007 | Jun 14, 2007 |
| Laura Mattia | Osaic Fa, Inc. other | Baron Financial Group LLC other | Other | Mar 14, 2005 | Apr 11, 2008 (1124 d) |
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5 moves match.