DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clearrock Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maunsel Mcdonald Hickey | Bb&T Securities, LLC other | Clearrock Capital LLC independent RIA | Other | Oct 14, 2016 | Apr 29, 2019 (927 d) |
| Renee Sue Faltings | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clearrock Capital LLC other | Other | May 5, 2009 | May 4, 2009 |
| Mark Lawrence Eshman | Citigroup Global Markets Inc. other | Clearrock Capital LLC other | Other | Sep 10, 2007 | Mar 26, 2008 (198 d) |
| James Raymond Everitt | Citigroup Global Markets Inc. other | Clearrock Capital LLC other | Other | Sep 10, 2007 | Mar 25, 2008 (197 d) |
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4 moves match.