DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Legacy Planning Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Tyler Scott OlsonTransamerica Financial Advisors, LLC otherLegacy Planning Group otherOtherDec 13, 2017Jan 8, 2018
Michael L ChildInvestment Management Corporation unclassifiedLegacy Planning Group otherOtherMar 10, 2008Feb 27, 2008
David William JamesInvestment Management Corporation unclassifiedLegacy Planning Group otherOtherDec 10, 2007Feb 27, 2008 (79 d)
Travis John HudakInvestment Management Corporation unclassifiedLegacy Planning Group otherOtherDec 10, 2007Feb 27, 2008 (79 d)
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4 moves match.