DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Trident Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Justin Beer Weintraub | Ameriprise Financial Services, LLC national BD | Trident Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 27, 2021 | Apr 26, 2021 |
| Richard Webster Kidd | RBC Capital Markets, LLC national BD | Trident Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 16, 2016 | Dec 14, 2016 |
| Gabriel Gerard Tessar | LPL Financial LLC other | Trident Advisors LLC state registered | Other | Dec 31, 2015 | Feb 22, 2019 (1149 d) |
| David Stanley Kaplan | Gilford Financial Corp. other | Trident Advisors LLC state registered | Other | Oct 27, 2015 | Feb 2, 2016 (98 d) |
| John Henry Cierski | Gilford Financial Corp. other | Trident Advisors LLC state registered | Other | Oct 27, 2015 | Nov 16, 2015 |
| Robert John Demelfi | Capital One Financial Advisors LLC unclassified | Trident Advisors LLC state registered | Other | Jun 1, 2012 | Feb 22, 2019 (2457 d) |
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6 moves match.