DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Equitycompass Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert George Hagstrom | 1919 Investment Counsel, LLC other | Equitycompass Investment Management, LLC independent RIA | Other | Feb 14, 2014 | Aug 30, 2024 (3850 d) |
| Timothy Michael Mccann | Stifel, Nicolaus & Company, Incorporated national BD | Equitycompass Investment Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2008 | May 29, 2008 |
| Michael Scott Scherer | Stifel, Nicolaus & Company, Incorporated national BD | Equitycompass Investment Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 17, 2008 | May 28, 2008 |
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3 moves match.