DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Navigen Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Lee Warber | First Allied Advisory Services, Inc. other | Navigen Wealth Management independent RIA | Other | Jan 8, 2018 | Jan 17, 2018 |
| Brian John Versey | Main Street Investment Management, LLC other | Navigen Wealth Management independent RIA | Other | Mar 8, 2012 | Mar 13, 2012 |
| Bradley Gene Nagel | Banc One Securities Corporation unclassified | Navigen Wealth Management independent RIA | Other | Apr 27, 2004 | May 14, 2008 (1478 d) |
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3 moves match.