DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Andersen Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Scott Holman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Andersen Wealth Management state registered | Wirehouse to a state-registered adviser | Sep 17, 2019 | Dec 6, 2019 (80 d) |
| Thomas Sweeney | Cambridge Investment Research Advisors, Inc. BD affiliated | Andersen Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 30, 2018 | Mar 18, 2019 (231 d) |
| Adam Lee Lybarger | LPL Financial LLC independent RIA | Andersen Wealth Management state registered | RIA to a state-registered adviser | Mar 1, 2018 | Nov 13, 2024 (2449 d) |
| Michael Richard Andersen | Potomac other | Andersen Wealth Management state registered | Other | Jun 25, 2008 | Jul 3, 2019 (4025 d) |
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4 moves match.