DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Des Moines Investments, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Sean Kimberley | Des Moines Wealth Management LLC unclassified | Des Moines Investments, LLC independent RIA | Other | Dec 31, 2023 | Dec 17, 2021 |
| John Wayne Arthur | Cambridge Investment Research Advisors, Inc. other | Des Moines Investments, LLC independent RIA | Other | Jul 29, 2016 | Jul 15, 2014 |
| David Daniel Harkin | Stonefield Investment Advisory, Inc. other | Des Moines Investments, LLC independent RIA | Other | Jul 10, 2008 | Jan 25, 2008 |
| Matthew Sean Kimberley | Ameriprise Financial Services, LLC national BD | Des Moines Investments, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2002 | Aug 24, 2020 (6712 d) |
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4 moves match.