DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Invest Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| George David Pierce | Pierce Financial Planning, Inc unclassified | Invest Inc. independent RIA | Other | Dec 8, 2022 | Jan 1, 2026 (1120 d) |
| James Alan Smith | Pierce Financial Planning, Inc unclassified | Invest Inc. independent RIA | Other | Dec 8, 2022 | Aug 21, 2025 (987 d) |
| Ralph Dudley Scearce | Cambridge Financial unclassified | Invest Inc. independent RIA | Other | Jul 27, 2018 | Jan 1, 2026 (2715 d) |
| James Michael Thompson | UBS Financial Services Inc. wirehouse | Invest Inc. independent RIA | Wirehouse to independent RIA | Dec 11, 2017 | May 16, 2024 (2348 d) |
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4 moves match.