DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Harbinger Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maria Regina T Cruz | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Harbinger Asset Management, LLC other | Other | Nov 10, 2011 | Mar 19, 2012 (130 d) |
| Robert Wayne Knutsen | Jdl Advisers other | Harbinger Asset Management, LLC other | Other | Sep 17, 2010 | Mar 29, 2011 (193 d) |
| Kalem Joseph Mackey | Morgan Stanley Dw Inc. unclassified | Harbinger Asset Management, LLC other | Other | Mar 25, 2003 | Feb 12, 2016 (4707 d) |
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3 moves match.