DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Guardian Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Colby Todd Berg | Fidelity Personal And Workplace Advisors BD affiliated | Guardian Wealth Management other | Other | Apr 7, 2022 | Apr 26, 2022 |
| Jared Daniel Stubbs | Charles Schwab & Co., Inc. national BD | Guardian Wealth Management other | Other | Jan 19, 2012 | Feb 9, 2012 |
| Brian Eric Barton | Charles Schwab & Co., Inc. national BD | Guardian Wealth Management other | Other | Mar 1, 2010 | Mar 2, 2010 |
| Earl Todd Berg | Charles Schwab & Co., Inc. national BD | Guardian Wealth Management other | Other | Apr 28, 2008 | May 28, 2008 |
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4 moves match.