DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Courage Miller Partners, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Ian Dorsey | Charles Schwab & Co., Inc. national BD | Courage Miller Partners, LLC other | Other | Dec 1, 2015 | Jan 13, 2016 (43 d) |
| Heinz Garner Koch | UBS Financial Services Inc. wirehouse | Courage Miller Partners, LLC other | Other | Jun 25, 2013 | Jun 21, 2013 |
| Ralph Mark Courage | UBS Financial Services Inc. wirehouse | Courage Miller Partners, LLC other | Other | Aug 22, 2008 | Nov 24, 2008 (94 d) |
| Jeffrey Samuel Miller | UBS Financial Services Inc. wirehouse | Courage Miller Partners, LLC other | Other | Aug 22, 2008 | Oct 28, 2008 (67 d) |
Page 1 of 1
4 moves match.