DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lantern Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marc Daniel AikenSecurities Research, Inc. Of Florida unclassifiedLantern Wealth Advisors, LLC independent RIAOtherJun 16, 2025Jul 1, 2025
John Douglas AlbertSecurities Research, Inc. Of Florida unclassifiedLantern Wealth Advisors, LLC independent RIAOtherJun 16, 2025Jun 24, 2025
Nicholas Brill BrownDorado Wealth Management LLC independent RIALantern Wealth Advisors, LLC independent RIARIA to RIAAug 19, 2024Jul 31, 2024
Peter Michael KatzWestern International Securities BD affiliatedLantern Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2024Apr 29, 2024
Sabrina Adeline StewartPflueger & Baerwald Inc. unclassifiedLantern Wealth Advisors, LLC independent RIAOtherDec 3, 2021Apr 1, 2022 (119 d)
David Leo SpiegelEquitable Advisors, LLC national BDLantern Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 19, 2018Sep 14, 2020 (696 d)
Alan Michael EppersStifel, Nicolaus & Company, Incorporated national BDLantern Wealth Advisors, LLC otherOtherNov 23, 2015Feb 18, 2016 (87 d)
James Norman RileyOppenheimer & Co. Inc. otherLantern Wealth Advisors, LLC otherOtherMar 4, 2015Feb 18, 2015
Alexander Bernd OverkampReby Advisors, LLC otherLantern Wealth Advisors, LLC otherOtherJun 16, 2014Jul 15, 2014
Nabil BouabOsaic Wealth, Inc. otherLantern Wealth Advisors, LLC otherOtherJul 5, 2013Jul 2, 2013
Salvatore FavaroloStifel, Nicolaus & Company, Incorporated national BDLantern Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 6, 2011Sep 16, 2021 (3816 d)
William SelvaggiOppenheimer & Co. Inc. otherLantern Wealth Advisors, LLC otherOtherSep 15, 2009Sep 22, 2011 (737 d)
Manuel AriasMclaughlin, Piven, Vogel Securities, Inc. unclassifiedLantern Wealth Advisors, LLC otherOtherMay 23, 2008Oct 13, 2010 (873 d)
Kevin AndersMclaughlin, Piven, Vogel Securities, Inc. unclassifiedLantern Wealth Advisors, LLC independent RIAOtherMay 23, 2008Jan 1, 2025 (6067 d)
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14 moves match.