DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at North Pier Fiduciary Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Donald Szymanek | Northern Trust Investments, Incorporated other | North Pier Fiduciary Management, LLC mixed wealth | Other | Jul 6, 2017 | Feb 22, 2022 (1692 d) |
| James Luke Turco | Lockton Investment Advisors, LLC no RAUM | North Pier Fiduciary Management, LLC other | Other | Mar 5, 2013 | May 13, 2013 (69 d) |
| Brant Jackson Griffin | Oppenheimer & Co. Inc. other | North Pier Fiduciary Management, LLC other | Other | Oct 16, 2008 | Oct 14, 2008 |
| James Ira Scheinberg | Oppenheimer Asset Management other | North Pier Fiduciary Management, LLC other | Other | Oct 31, 2007 | Oct 10, 2008 (345 d) |
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4 moves match.