DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bryant & Brannock, LLC.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Harvey BryantH. Beck, Inc. otherBryant & Brannock, LLC. state registeredOtherDec 31, 2016Oct 8, 2008
Jennifer Rebecca FaillaH. Beck, Inc. otherBryant & Brannock, LLC. state registeredOtherMar 17, 2014Sep 28, 2011
Michael Arthur BrannockFirst Allied Securities, Inc. otherBryant & Brannock, LLC. state registeredOtherJul 20, 2010Jul 20, 2010
Jody Gail ZirnMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBryant & Brannock, LLC. state registeredWirehouse to a state-registered adviserSep 10, 2009Sep 28, 2009
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4 moves match.