DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Horizon Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Jean Wilson | Rudd Asset Management other | Horizon Wealth Advisors other | Other | Apr 29, 2015 | May 4, 2015 |
| Dwight Phillip Pendola | Rudd Asset Management other | Horizon Wealth Advisors independent RIA | Other | Apr 29, 2015 | Jan 1, 2025 (3535 d) |
| Jeremy Dallas Smith | Rudd Asset Management other | Horizon Wealth Advisors independent RIA | Other | Apr 29, 2015 | Jan 1, 2025 (3535 d) |
| Michael Frederick Ferro | Brokersxpress LLC other | Horizon Wealth Advisors other | Other | Dec 31, 2011 | Jun 8, 2012 (160 d) |
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4 moves match.