DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at First Security Capital Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Todd Anthony Heath-HazlettJ. W. Cole Advisors, Inc. otherFirst Security Capital Management LLC otherOtherDec 27, 2016Sep 14, 2018 (626 d)
Byron Lee StuddardAmerican Portfolios Advisors, Inc otherFirst Security Capital Management LLC otherOtherJan 19, 2010Jan 28, 2010
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2 moves match.