DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Paradigm Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Steven JohnsonRothschild Wealth LLC independent RIAParadigm Wealth Management, LLC independent RIARIA to RIASep 5, 2023Sep 1, 2023
Kevin Vincent CooneyRothschild Wealth LLC independent RIAParadigm Wealth Management, LLC independent RIARIA to RIASep 5, 2023Sep 6, 2023
Mark Alan FlemingRothschild Wealth LLC independent RIAParadigm Wealth Management, LLC independent RIARIA to RIASep 5, 2023Sep 1, 2023
Margaret Mary QuinnCharles Schwab & Co., Inc. national BDParadigm Wealth Management, LLC otherOtherJun 20, 2011Dec 12, 2014 (1271 d)
Douglas Carl KuhlmanCharles Schwab & Co., Inc. national BDParadigm Wealth Management, LLC otherOtherOct 13, 2008Nov 19, 2008 (37 d)
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5 moves match.