DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ais Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Ann Noble | Great Valley Advisor Group, LLC independent RIA | Ais Planning independent RIA | RIA to RIA | Aug 29, 2023 | Oct 16, 2023 (48 d) |
| Nathan Goebel | Cetera Investment Advisers LLC BD affiliated | Ais Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 29, 2020 | Feb 9, 2020 |
| Charles Ted Shaefer | Keystone Wealth Advisors, Incorporated independent RIA | Ais Planning independent RIA | RIA to RIA | Nov 28, 2018 | Oct 1, 2015 |
| Jason Cameron Hallonquist | Ais Planning unclassified | Ais Planning independent RIA | Other | Jan 7, 2009 | Jan 13, 2009 |
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4 moves match.