DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Infinium Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Laird Macdonald | Spc BD affiliated | Infinium Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 11, 2020 | Aug 12, 2020 |
| Bryan Scott Jarman | UBS Financial Services Inc. wirehouse | Infinium Investment Advisors, LLC other | Other | Jul 12, 2019 | Jul 3, 2019 |
| Mark Stephen Starosciak | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Infinium Investment Advisors, LLC other | Other | Mar 31, 2009 | Mar 27, 2009 |
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3 moves match.