DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Garth & Brown Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stephen Rex Johnson | Morgan Keegan & Company, LLC other | Garth & Brown Investment Management, LLC state registered | Other | Mar 3, 2010 | Feb 16, 2010 |
| John Patterson Corey | Morgan Keegan & Company, LLC other | Garth & Brown Investment Management, LLC state registered | Other | Dec 17, 2009 | Aug 17, 2010 (243 d) |
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2 moves match.