DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Fort Sheridan Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter Martin Karmin | Western International Securities BD affiliated | Fort Sheridan Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2025 | Jan 4, 2024 |
| Thomas Matthew Weil | Western International Securities BD affiliated | Fort Sheridan Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2024 | Mar 26, 2019 |
| Alison Amber Wilson | Western International Securities BD affiliated | Fort Sheridan Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2024 | Jan 7, 2025 (76 d) |
| Stuart Carroll Loren | Western International Securities BD affiliated | Fort Sheridan Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2023 | Nov 14, 2018 |
| Alissa S. Hirsh | Western International Securities BD affiliated | Fort Sheridan Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 18, 2023 | Nov 19, 2018 |
| William Hooker Ake | Western International Securities other | Fort Sheridan Advisors LLC other | Other | Feb 13, 2017 | Nov 14, 2013 |
| Douglas Michael Purcell | Oppenheimer & Co. Inc. other | Fort Sheridan Advisors LLC other | Other | Dec 16, 2016 | Dec 13, 2016 |
| Richard Norris Preston | Northwestern Mutual Wealth Management Company unclassified | Fort Sheridan Advisors LLC independent RIA | Other | Apr 30, 2007 | Mar 9, 2026 (6888 d) |
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8 moves match.