DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at St. Clair Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jenny May Hood | Osaic Wealth, Inc. BD affiliated | St. Clair Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2021 | Mar 10, 2021 (44 d) |
| Donald Lee St. Clair | National Planning Corporation ("Npc Of America" In Fl & Ny) other | St. Clair Financial independent RIA | Other | Sep 29, 2017 | Feb 16, 2010 |
| Andrea Renea Hilderbrand | National Planning Corporation ("Npc Of America" In Fl & Ny) other | St. Clair Financial independent RIA | Other | Sep 29, 2017 | Nov 9, 2017 (41 d) |
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3 moves match.