DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cherry Tree Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric William Annett | MML Investors Services, LLC BD affiliated | Cherry Tree Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 26, 2023 | Feb 14, 2024 (111 d) |
| Justin Nicholas Frys | E*Trade Capital Management, LLC independent RIA | Cherry Tree Wealth Management, LLC independent RIA | RIA to RIA | Jul 18, 2019 | Aug 14, 2019 |
| Thomas Arthur Paske | Numbers By Tom Paske & Diane Kramer, Inc. other | Cherry Tree Wealth Management, LLC independent RIA | Other | Jun 21, 2018 | Jun 20, 2018 |
Page 1 of 1
3 moves match.