DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Topturn Capital, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Derek Makoto Lee | LPL Financial LLC BD affiliated | Topturn Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2026 | Feb 2, 2026 |
| Danny Nmn Darchuck | UBS Financial Services Inc. wirehouse | Topturn Capital, LLC independent RIA | Wirehouse to independent RIA | Nov 19, 2009 | Dec 8, 2025 (5863 d) |
| Daniel Gregory Stewart | UBS Financial Services Inc. wirehouse | Topturn Capital, LLC independent RIA | Wirehouse to independent RIA | Nov 19, 2009 | Jan 21, 2026 (5907 d) |
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3 moves match.