DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rlb Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wayne Anthony Miller | Hofmeister Advisory Group LLC unclassified | Rlb Financial independent RIA | Other | Feb 24, 2020 | Jan 1, 2025 (1773 d) |
| Michael Jacob Thomas | 1st Global Advisors Inc BD affiliated | Rlb Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 17, 2018 | Sep 18, 2018 |
| Robert Lee Baltzell | Envision Investment Advisors, LLC unclassified | Rlb Financial independent RIA | Other | Jul 22, 2009 | Oct 8, 2009 (78 d) |
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3 moves match.