DFX Intelligence
Advisor moves
Arrivals at Split Rock Private Trading And Wealth Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dale Alan Anich | North Compass Financial Advisors, LLC other | Split Rock Private Trading And Wealth Management LLC independent RIA | Other | Oct 12, 2020 | May 8, 2020 |
| Mark Joseph Cool | Ameriprise Financial Services, LLC national BD | Split Rock Private Trading And Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 6, 2010 | Dec 16, 2013 (1440 d) |
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2 moves match.