DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Empowerment Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Doni Lea Langston | Solutions First Financial Group unclassified | Empowerment Financial Group independent RIA | Other | Nov 11, 2021 | Dec 1, 2021 |
| Mark Joseph Langerman | First Allied Securities, Inc. other | Empowerment Financial Group other | Other | Feb 25, 2011 | Oct 1, 2010 |
| Paul Joseph Seidman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Empowerment Financial Group other | Other | Apr 29, 2009 | Jan 19, 2010 (265 d) |
| Michael Brent Frost | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Empowerment Financial Group other | Other | Dec 22, 2008 | Jan 19, 2010 (393 d) |
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4 moves match.