DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Westhill Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samantha Lain Keeler | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Westhill Financial Advisors, Inc. independent RIA | Wirehouse to independent RIA | May 30, 2024 | Jun 13, 2024 |
| Nicholas Faison Safrit | Fidelity Personal And Workplace Advisors BD affiliated | Westhill Financial Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2020 | Mar 26, 2020 |
| Cynthia J Morris | RBC Securities, Inc. other | Westhill Financial Advisors, Inc. other | Other | Mar 15, 2012 | Jan 2, 2013 (293 d) |
| Matthew Frank Taddei | Cambridge Investment Research Advisors, Inc. other | Westhill Financial Advisors, Inc. other | Other | Oct 6, 2010 | Mar 11, 2010 |
| Kirk Martin Ludwig | Cambridge Investment Research Advisors, Inc. other | Westhill Financial Advisors, Inc. other | Other | Oct 6, 2010 | Mar 11, 2010 |
| Diane Marie Mccracken | Cambridge Investment Research Advisors, Inc. other | Westhill Financial Advisors, Inc. other | Other | Oct 6, 2010 | Mar 11, 2010 |
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6 moves match.