DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capstone Advisory Group LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gregory Jerald Mortenson | Cambridge Investment Research Advisors, Inc. BD affiliated | Capstone Advisory Group LLC other | Other | Dec 31, 2019 | Jan 23, 2014 |
| Samuel Thomas Schuette | Scottrade Investment Management BD affiliated | Capstone Advisory Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2018 | Jun 20, 2018 (104 d) |
| Eric Edward Wegner | Meric Capital Management, LLC unclassified | Capstone Advisory Group LLC other | Other | Dec 31, 2014 | Feb 5, 2014 |
| Jon James Melander | Capital Management Associates Inc other | Capstone Advisory Group LLC other | Other | Mar 8, 2012 | Jan 21, 2014 (684 d) |
| Paul Daniel Woolfrey | Spc other | Capstone Advisory Group LLC other | Other | Nov 28, 2011 | Jan 27, 2014 (791 d) |
| Scott Michael Siverhus | Cetera Advisor Networks LLC other | Capstone Advisory Group LLC other | Other | Jun 2, 2010 | Jan 27, 2014 (1335 d) |
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6 moves match.